Simon Fraser University at Harbour
Centre
David See-Chai Lam Centre for
International Communication
Pacific Region Forum on Business and Management
Communication
Intercultural Conflict Competence: Eastern and Western
Lenses
By Professor Stella Ting-Toomey
Presented on February 18, 1999
Summary by Ms. Virginia Langdon
WHAT IS FACE AND FACEWORK ?
FACE is identity and respect. It is a keen sense of
favorable feelings about self- worth and what we want others to
think. It is the degree that we are willing to consider the other
person's identity in a wide range of communication situations.
FACEWORK is communication behaviour. It is about verbal and
non-verbal messages used to maintain our own face or other
people's faces, or to honour or attack.
These two concepts span academic boundaries and cut across
contacts such as business deals, diplomacy and interpersonal
relations.
How I became interested in Face and Facework
Fifteen years ago while working on my dissertation, I was
reviewing the literature on intercultural conflict. The
recommendations for reaching solutions in intercultural conflicts
were characterized by a style of being "upfront" and direct.
Participants in a conflict should express their feelings and assert
themselves whether the situation was international in scope or
interpersonal.
These ideas didn't jive with the intuitive and personal feelings I
had about how to effectively deal with intercultural conflict, so
this started my journey into studying this subject. Over time I have
dealt with and studied a range of solutions to conflict issues and in
that process have come up with a Facework Theory composed of several
basic assumptions
FACEWORK THEORY
1. People in all cultures want to maintain face. There are basic
face needs across cultures which try to maintain communication and
respect. Facework is problematic. In the midst of conflict, the
question is, "Should I preserve my own face or oblige the interests
of the other party?"
2. It is important to draw on true cultural value dimensions,
including the Individualistic and Collectivistic dimensions, and the
Power distance dimensions, both the High Power and Low Power.
3. Mediating factors affect the way we deal with conflict. These
factors can be situational features like formality or informality or
individual personality factors like dependence or independence.
4. The Facework Communicator who is judged to be competent meets
these criteria:
Effectiveness. The communicator pursues the goals of the
conflict situation.
Appropriateness. The communicator is sensitive and responds to the
contextual situation.
"Affect" or a "feeling" kind of satisfaction is part of the
outcome.
5. Conflict Management includes three essential components,
whether within or
between cultures.
Knowledge about cultures especially the sensitive
aspects.
Mindfulness (Introspective and Projective).
Communication skills which are appropriate and effective.
RESEARCH FINDINGS
CULTURAL VALUE DIMENSIONS
Individualistic value dimensions of Western Societies.
1. The "I" identity places emphasis on individuals with
less concern for the group.
2. Reciprocity is voluntary, self-initiated or
self-motivated.
3. A personal bonus or incentive is seen as helping to motivate
the individual toward achieving the goals of the group. Focus is
on the management of individuals rather than the management of the
group.
Collectivistic value dimensions of Asian Societies.
1. The "we" identity takes major prominence. Attention is
on what will benefit the group. There is a sharper distinction
between an in-group and out- group. It takes longer to gain
admission to the in-group.
2. Reciprocity comes from a sense of obligation. The feeling is
one of mutual obligation which is more long term and can stretch
over years.
3. Members feel interconnected in a group orientation system
which creates more group solidarity.
4. Management can appeal to this group level solidarity.
Seventy-five percent of the world's population subscribes to some
kind of collective outlook and approach.
Even though I have described these characteristics in two
specifically defined groups, it is important to remember that all
characteristics lay on a continuum and that some individuals will
have a mixture of cultural values from both the West and East.
POWER DIMENSIONS
Small Power Dimensions of Western Countries
1. People feel equal.
2. Interaction is informal and at a horizontal level.
3. People expect to be consulted; to be part of the
decision-making process.
Large Power Dimensions of Asian Countries.
1. Authority comes from position. "If I'm the boss, treat
me like the boss."
2. Direction is expected. "Since you are the boss, you tell me
what to do."
3. Formality is emphasized and practiced.
4. Communication is in a downward vertical direction.
SYMBOLIC FACE (Different meanings)
- The West
- Emphasize more self-oriented view. If I'm credible, I'm
competent.
Win-lose orientation
- Asian
- There is more mutual orientation. Interest in "saving face" is
not only directed at self, but also at the other person. There is
concern for the group reputation and a win-win orientation.
FACE STRATEGY AND FACE NEGOTIATION
What strategy do people use.....especially when in conflict ?
Western or Individualistic Strategy
1. They use a more defensive mode to protect their own
face. When they lose face they are embarrassed and in order to
achieve a kind of face restoration they blame other outside people
or causes.
2. They use situational accounts to defend their own honour.
I've done my part, but others on the team didn't do their part .
I'm late arriving at the meeting because of no parking spaces.
3. Generally prefer a horizontal facework mode.
Asian or Collectivistic Strategy
1. They think about mutual face-saving. There is no
win-lose construct, but instead a win-win attitude.
2. They believe that if I help save the other person's face at
this time, perhaps the other person will help save my face at a
future date.
3. They use proactive accounts in terms of protecting their
face. They make an effort to lower the expectations of other
persons and apologize ahead of time emphasizing they have done
their best and hope the others will forgive them.
4. Expect to be treated according to their role category.
VERBAL AND NON-VERBAL CONFLICT NEGOTIATING STYLES
Conflict Negotiating Style of the West
1. They take a low context communication approach. It's
best to talk it out, work it out, brainstorm, and clarify the
issue.
2. They prefer a direct, digital linear logic pathway which is
dominating and competitive.
3. They like to have closure to the conflict by finding a
solution. Prefer to finish the task at hand and then get to know
their opponents.
Conflict Negotiating style of the East
1. They rely on a high context communication approach to
manage the conflict.
2. They must work out the relationship with people before
dealing with the conflict. The more we know about you, the more we
know how you work.
3. They make use of indirect, tactful verbal and non-verbal
messages.
TRAINING RECOMMENDATIONS
Recommended content when training people to competently use
knowledge, mindfulness and communication skills
KNOWLEDGE
1. Western and Eastern cultural values... differences and
similarities.
Dimensions of the Western individualistic culture and
Eastern or Asian collectivistic culture.
Dimensions of Western Low Power culture and Eastern
High Power culture. It is also important to know which
cultures
attach significance to categories such as age, gender, or
wisdom.
How all of the above information links to verbal and non-verbal
communication.
2. The "why" behind cultural characteristics and the importance of
seeking out the "why" answers in all situations. ( ie: When Asians
hesitate to say "no" to an invitation, their belief is that they are
honouring the face of the other person.)
3. Individual personalities and the perceptions they hold about
people and events may be more important than features in the
environment.
4. The human diversity issue is a major challenge. We are taught
to have certain cultural values and perceptions....not born with
those beliefs.
5. The importance of "goal direction" when working on a conflict.
Need to understand core conflict goals.
MINDFULNESS
Mindfulness is part of a Buddhist concept which includes:
Mindfulness, Compassion and
Wisdom. With Mindfulness there are two dimensions: Introspective and
Projective.
Introspective Mindfulness
1. We cannot understand others until we understand our
own cultural values and are aware of the ethnocentric view finders
or glasses we wear.
2. We need to re-center ourselves and sometimes use the best
from each opposing culture. The East contributes a wholistic value
of looking at the Big Picture, how things are Connected, while the
West provides evidence and details about the conflict.
3. Working collaboratively with all values, we may find better
quality solutions
Projective Mindfulness
1. We need to transpose ourselves in order to understand
the affective and cognitive filters of the other person
representing the opposing side of the conflict.
2. We need to recognize and understand how values create
behaviour and how cultural
values connect to personal values.
COMMUNICATION SKILLS
1. Communication skills include Observation, Description,
Interpretation, and Suspending Evaluation (O.D.I.S.). Mastering this
approach will help learners understand why people are doing what
they're doing.
2. Listening means using your ears, eyes, and focused heart in a
way that shows respect.
3. The values that surround inquiry differ from West to East. The
Westerner believes it is important to get all the details whereas the
Easterner looks at the large picture and wants to know life
practices..ie, how they balance work and family demands.
4. Enlarging the description of an observation is important. Add
cues which come from non-verbal and body language messages. How can
the facial composure and body language be described and how did they
affect the observer.
5. In conflict situations we need to move beyond the surface to
underlying factors . There often are universal human needs
contributing to the framework of the conflict, such as the need for
respect, intimacy, or power. How can we engage in collaborative
discussions when these basic needs are not being met?
DIRECTIONS FOR FUTURE RESEARCH
1. In my research work I've been developing a situational model in
accounting for face, facework, and conflict styles.
2. We need to look for more precise dimensions for those
situations called formal and informal, intimate and non-intimate, and
compare what they each produce.
3. Some of my students are working on the affect satisfaction mode
connected to facework. How do we recoup face loss? When we become
defensive we tie into ethnocentric boundaries. We need to know more
about these group-based boundaries.
5. We need to know more about the core dimensions of
mindfulness.
CONCLUSION
Face is a human dignity issue....a human rights issue. All human
beings want to be respected. The struggle is with the concept of
recognizing other people's values and feelings.
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